Preface to the Second Edition
From The Castle of Otranto by Horace Walpole
The favourable manner in which this little piece has been received by the public, calls upon the author to explain the grounds on which he composed it. But before he opens those motives, it is fit that he should ask pardon of his readers for having offered his work to them under the borrowed personage of a translator. As diffidence of his own abilities and the novelty of the attempt, were the sole inducements to assume the disguise, he flatters himself he shall appear excusable. He resigned the performance to the impartial judgement of the public; determined to let it perish in obscurity, if disproved; nor meaning to avow such a trifle, unless better judges should pronounce that he might own it without blush.
It was an attempt to blend the two kinds of Romance, the ancient and the modern. In the former, all was imagination and improbability: in the latter, nature is always intended to be, and sometimes has been, copied with success. Invention has not been wanting; but the great resources of fancy have been dammed up, by a strict adherence to common life. But if in the latter species Nature has cramped imagination, she did but take her revenge, having been totally excluded from old Romances. The actions, sentiments, conversations, of the heroes and heroines of ancient days were as unnatural as the machines employed to put them in motion.
The author of the following pages thought it possible to reconcile the two kinds. Desirous of leaving the powers of fancy at liberty to expatiate through the boundless realms of invention, and thence of creating more interesting situations, he wished to conduct the mortal agents in his drama according to the rules of probability; in short, to make them think, speak and act, as it might be supposed mere men and women would do in extraordinary positions. He had observed, that in all inspired writings, the personages under the dispensation of miracles and witnesses to the most stupendous phenomena, never lose sight of their human character: whereas in the productions of romantic story, an improbable event never fails to be attended by an absurd dialogue. The actors seem to lose their senses, the moment the laws of Nature have lost their tone. As the public have applauded the attempt, the author must not say he was entirely unequal to the task he had undertaken: yet if the new rout he has struck out shall have paved a road for men of brighter talents, he shall own with pleasure and modesty, that he was sensible the plan was capable of receiving greater embellishments than his imagination or conduct of the passions could bestow on it.
With regard to the deportment of the domestics, on which I have touched in the former preface, I will beg leave to add a few words. The simplicity of their behaviour, almost tending to excite smiles, which at first seem not consonant to the serious cast of the work, appeared to me not only improper, but was marked designedly in that manner. My rule was Nature. However grave, important, or even melancholy, the sensations of the Princes and heroes may be, they do not stamp the same affections on their domestics: at least the latter do not, or should not be made to express their passions in the same dignified tone. In my humble opinion, the contrast between the sublime of the one and the naivetè of the other, sets the pathetic of the former in a stronger light. The very impatience which a reader feels, while delayed by the coarse pleasantries of vulgar actors from arriving at the knowledge of the important catastrophe he expects, perhaps heightens, certainly proves, that he has been artfully interested in the depending event. But I had higher authority than my own opinion for this conduct. The great master of nature, Shakespeare, was the model I copied. Let me ask if his tragedies of Hamlet and Julius Cæsar would not lose a considerable share of their spirit and wonderful beauties, if the humour of the grave-diggers, the fooleries of Polonius, and the clumsy jests of the Roman citizens were omitted, or vested in heroics? Is not the eloquence of Antony, the nobler and affectedly-unaffected oration of Brutus, artificially exalted by the rude bursts of nature from the mouths of their auditors? These touches remind one of the Grecian sculptor, who to convey the idea of a Colossus within the dimensions of a seal, inserted a little boy measuring his thumb.
No, says Voltaire, in his edition of Corneille, this mixture of buffoonery and solemnity is intolerable—Voltaire is a genius—but not of Shakespeare‘s magnitude. Without recurring to disputable authority, I appeal from Voltaire to himself. I shall not avail myself of his former encomiums on our mighty poet; though the French critic has twice translated the same speech in Hamlet, some years ago in admiration, latterly in derision; and I am sorry to find that his judgment grows weaker, when it ought to be farther matured. But I shall make use of his own words, delivered on the general topic of the theatre, when he was neither thinking to recommend or decry Shakespeare‘s practice; consequently at a moment when Voltaire was impartial. In the preface to his Enfant Prodigue, that exquisite piece of which I declare my admiration, and which, should I live twenty years longer, I trust I shall never attempt to ridicule, he has these words, speaking of Comedy [but equally applicable to Tragedy, if Tragedy is, as surely it ought to be, a picture of human life; nor can I conceive why occasional pleasantry ought more to be banished from the tragic scene, than pathetic seriousness from the comic] On y voit un melange de serieux et de plaisanterie, de comique et de touchant; souvent meme une seule aventure produit tous ces contrastes. Rien n’est si commun qu’une maison dans laquelle un pere gronde, une fille occupèe de sa passion pleure; le fils se moque des deux, et quelques parens prennent part differemment à la scene, &c. Nous n’inferons pas de là que toute Comedie doive avoir des scenes de bouffonerie et des scenes attendrissantes: il y a beaucoup de tres bonnes pieces ou il ne regne que de la gayetè; d’autres toutes serieuses; d’autres mélangèes: d’autres ou l’attendrissement va jusquez aux larmes: il ne faut donner l’exclusion à aucun genre: et si l’on me demandoit, quel genre est le meilleur, je repondrois, celui qui est le mieux traitè. Surely if a Comedy may be toute serieuse, Tragedy may now and then, soberly, be indulged in a smile. Who shall proscribe it? shall the critic, who in self-defence, declares that no kind ought to be excluded from Comedy, give laws to Shakespeare?
I am aware that the preface from whence I have quoted these passages, does not stand in Monsieur de Voltaire‘s name, but in that of his editor; yet who doubts that the editor and the author were the same person? or where is the editor, who has so happily possessed himself of his author’s stile and brilliant ease of argument? These passages were indubitably the genuine sentiments of that great writer. In his epistle to Maffei, prefixed to his Merope, he delivers almost the same opinion, though I doubt with a little irony. I will repeat his words, and then give my reason for quoting them. After translating a passage in Maffei‘s Merope, Monsieur de Voltaire adds, Tous ces traits sont naifs: tout y est convenable à ceux que vous introduisez sar la scene, et aux mœurs que vous leur donnez. Ces familiaritès naturelles eussent etè, à ce que je crois, bien recuès dans Athenes; mais Paris et notre parterre veulent une autre espece de simplicitè. I doubt, I say, whether there is not a grain of sneer in this and other passages of that epistle; yet the force of truth is not damaged by being tinged with ridicule. Maffei was to represent a Grecian story: surely the Athenians were as competent judges of Grecian manners and of the propriety of introducing them, as the Parterre of Paris. On the contrary, says Voltaire [and I cannot but admire his reasoning] there were but ten thousand citizens at Athens, and Paris has near eight hundred thousand inhabitants, among whom one may reckon thirty thousand judges of dramatic works.—Indeed!—but allowing so numerous a tribunal, I believe this is the only instance in which it was ever pretended that thirty thousand persons, living near two thousand years after the æra in question, were, upon the mere face of the poll, declared better judges than the Grecians themselves, of what ought to be the manners of a Tragedy written on a Grecian story.
I will not enter into a discussion of the espece de simplicitè, which the Parterre of Paris demands, nor of the shackles with which the thirty thousand judges have cramped their poetry, the chief merit of which, as I gather from repeated passages in The New Commentary on Corneille, consists in vaulting in spite of those fetters; a merit which, if true, would reduce poetry from the lofty effort of imagination, to a puerile and most contemptible labour—difficiles nugæ with a witness! I cannot however help mentioning a couplet, which, to my English ears, always sounded as the flattest and most trifling instance of circumstantial propriety, but which Voltaire, who has dealt so severely with nine parts in ten of Corneille‘s works, has singled out to defend in Racine;
De son appartement cette porte est prochaine,
Et cette autre conduit dans celui de la Reine.
To Cæser’s closet through this door you come,
And t’other leads to the Queen’s drawing-room.
Unhappy Shakespeare! hadst thou made Rosencraus inform his compeer, Guildenstern, of the ichnography of the palace of Copenhagen, instead of presenting us with a moral dialogue between the Prince of Denmark and the grave-digger, the illuminated pit of Paris would have been instructed a second time to adore thy talents.
The result of all I have said, is, to shelter my own daring under the canon of the brightest genius this country, at least, has produced. I might have pleaded, that having created a new species of romance, I was at liberty to lay down what rules I thought fit for the conduct of it: But I should be more proud of having imitated, however faintly, weakly, and at a distance, so masterly a pattern, than to enjoy the entire merit of invention, unless I could have marked my work with genius as well as with originality. Such as it is, the Public have honoured it sufficiently, whatever rank their suffrages allot to it.